Experience Inc. Jobs

Job Information

KPMG Manager, Center for Audit Solutions, Broker - Dealer (Regulatory) COE (Remote Opportunity) in Richardson, Texas

Business Title: Manager, Center for Audit Solutions, Broker - Dealer (Regulatory) COE (Remote Opportunity)

Requisition Number: 94503 - 91

Function: Audit

Area of Interest:

State: TX

City: Richardson


Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by delivering real results for our clients. It's also enabled by our culture, which encourages individual development, embraces an inclusive environment, rewards innovative excellence and supports our communities. With qualities like those, it's no wonder we're consistently ranked among the best companies to work for by Fortune Magazine, Consulting Magazine, Working Mother Magazine, Diversity Inc. and others. If you're as passionate about your future as we are, join our team.

KPMG is currently seeking a Manager to join our Audit (https://audit.kpmg.us/) practice.


  • Manage and supervise the execution of the broker-dealer service offering supporting various audit engagements in accordance with relevant regulatory and professional auditing and assurance standards

  • Lead onshore and offshore team members to deliver centralization of the regulatory process to introducing broker-dealer engagement teams

  • Maintain a working knowledge of and research findings regarding accounting literature trends and technical issues relevant to the broker-dealer industry

  • Liaise with engagement teams, monitor service offering budgets, and manage feedback

  • Collaborate internally and cross functionally to refine operating processes and increase the efficiency and effectiveness of services

  • Provide input into the vision and strategy around the expansion of future broker-dealer offerings


  • Minimum five years of recent financial statement audit experience within a public accounting firm with demonstrated supervisory experience

  • Broker-Dealer experience preferred but not required

  • Bachelor's degree from an accredited college/university and licensed CPA in their home office state

  • Applied working knowledge of U.S. Generally Accepted Accounting Principles (GAAP), U.S. Generally Accepted Auditing Standards (GAAS) and Public Company Oversight Board (PCAOB) Auditing Standards

  • Adhere to the firm's values and code of conduct

  • Exceptional organizational and project management skills; strong writing and presentation skills; ability to meet challenging client requirements along with strong communication interpersonal analytical skills and research abilities


KPMG LLP (the U.S. member firm of KPMG International) offers a comprehensive compensation and benefits package. KPMG is an affirmative action-equal opportunity employer. KPMG complies with all applicable federal, state and local laws regarding recruitment and hiring. All qualified applicants are considered for employment without regard to race, color, religion, age, sex, sexual orientation, gender identity, national origin, citizenship status, disability, protected veteran status, or any other category protected by applicable federal, state or local laws. The attached link ( https://assets.kpmg.com/content/dam/kpmg/us/pdf/2018/09/eeo.pdf) contains further information regarding the firm's compliance with federal, state and local recruitment and hiring laws. No phone calls or agencies please.

KPMG does not currently require partners or employees to be fully vaccinated or test negative for COVID-19 in order to go to KPMG offices, client sites or KPMG events, except when mandated by federal, state or local law. In some circumstances, clients also may require proof of vaccination or testing (e.g., to go to the client site).

GL: 4

GF: 15312