GIC (New York) Inc. VP, Regulatory Reporting & Investment Co in New York, New York
Vice President, Regulatory Reporting & Investment Compliance -- Coordinating with internal and external advisors to assess global regulations as they apply to GIC's investment portfolio. Managing, researching, and implementing responses to all provisions affecting GIC's investment portfolio. Communicating the implications of existing and potential regulation to executive management and developing potential responses. Leading engagement with GIC portfolio management teams and providing compliance guidance and expertise. Developing policies and procedures for the investment compliance and regulatory compliance team, to include coding and reviewing rules in execution platforms, ensuring control, accuracy, and adequacy with reference to industry best practices and regulatory requirements. Leading GIC management change activities to ensure compliance with all new regulatory requirements and implementation of regulatory and internal trade restrictions. Coordinating GIC planning and strategy for regulatory compliance and investment guidelines. Developing subordinates to further their working knowledge of all regulations and industry best practices.
Requirements: - Bachelor's degree in management, commerce, or a similar discipline, and ten years of experience with regulatory compliance and investment monitoring. - Experience with coding restrictions in investment compliance monitoring platforms like Alladin, Charles River, Sentinel, Bloomberg AIM, or other similar systems. - Proficiency in financial products across multiple asset classes. - Proficiency in regulatory reporting and investment monitoring requirements in the U.S. - Proficiency in SEC, CFTC, and FINRA regulatory requirements.