Job Information
WELLS FARGO ASSET MGMT HOLDING Senior Compliance Analyst in MENOMONEE FALLS, Wisconsin
JOB REQUIREMENTS: Description Elevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products and solutions designed to help meet clients\' goals. At Allspring, our vision is to inspire a new era of investing that pursues both financial returns and positive outcomes. With decades of trusted experience propelling us forward, we strive to build portfolios aimed at generating successful outcomes for our clients. We do this through the independence of thought that powers our investment strategies and by bringing a renewed approach to look around the corner to unlock what\'s possible. Allspring is a company committed to thoughtful investing, purposeful planning, and the desire to deliver outcomes that expand above and beyond financial gains. For more information, please visit . At Allspring, unique views inspire us. We leverage the diversity of people, ideas, and skills to help our clients pursue their financial goals. We strive to attract and retain a diverse talent pool that enables us to better serve our global client base. Intentionally fostering a diverse and inclusive culture allows us to empower innovation, productivity, and engagement. It\'s also essential for elevating the experience of our clients as well as the communities in which we operate. Thank you for considering Allspring as you explore the next step in your career journey. POSITION We are seeking a knowledgeable and motivated individual to join our Funds Management Compliance group. The successful candidate will have extensive experience administering compliance programs for registered investment advisers and investment companies. Reporting into the Chief Compliance Officer of Allspring Funds Management, LLC, the Senior Compliance Analyst will primarily support the Compliance program functions of Allspring\'s mutual funds and related products. The role includes partnering with various partners around the globe - including but not limited to product and operational personnel, investment teams, attorneys, auditors, and third-party organizations. The Senior Compliance Analyst will provide oversight and challenge to business compliance activities and will execute certain activities to assure compliance with significant regulatory requirements (i.e. Investment Company Act of 1940, Investment Advisers Act of 1940, etc.) as well as firm policies. RESPONSIBILITIES Develop strong relationships with key business and risk partners, while providing appropriate and timely responses to business line and other inquiries. Maintain an understanding of Allspring\'s operations... For full info follow application link. We are an Equal Opportunity/Affirmative Action Employer. We consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other protected status. ***** APPLICATION INSTRUCTIONS: Apply Online: ipc.us/t/88879B3C0FD04A91