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Truist Compliance Deposit Manager – LightStream in Charlotte, North Carolina

Req ID: R0036965

Specific information related to the position is outlined below. To apply, click on the button above. You will be required to create an account (or sign in with an existing account). Your account will provide you access to your application information.Need Help?

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Regular or Temporary:

Regular

Language Fluency: English (Required)

Work Shift:

1st shift (United States of America)

Please review the following job description:

Leads a team of compliance professionals to ensure appropriate compliance risk oversight is in place for assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework.

Location is flexible

ESSENTIAL DUTIES AND RESPONSIBILITIES

  1. Lead and develop a compliance program/function which may include leading a team.

  2. Provide leadership and communicate effectively with senior management and legal staff, as necessary, to ensure awareness of regulatory issues and updates.

  3. Work closely with senior management to establish an appropriate compliance culture throughout the organization.

  4. Oversee the efforts of business units and other risk areas in the development and implementation of policies, procedures and processes to minimize compliance risks.

  5. Aggregate and review Risk Committee materials across team to ensure appropriate evaluation of program effectiveness and stated compliance risk is communicated to leadership.

  6. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations.

  7. Collaborate across internal team to implement strategies and methods related to the compliance risk management framework within the organization, including quality assessments, key risk, and performance measurement data, along with oversight monitoring and mitigation strategies.

  8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives for the company, providing counsel and oversight in a collaborative, business savvy and team-first manner.

QUALIFICATIONS

Required Qualifications:

  1. Bachelor's degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience

  2. Ten years of financial institution experience

  3. Eight years of direct experience in compliance

  4. Advanced knowledge, ability and expertise in compliance and a broad understanding of financial services

  5. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance

  6. Solid understanding of risk management processes and risk analysis

  7. Strong communication skills, both verbally and written, and the ability to communicate and interact with all levels of management

Preferred Qualifications:

  1. MBA, Juris Doctorate or other advanced degree

  2. Ten years of compliance experience, with five years at medium to large financial institution

  3. Prior supervisory or management experience

  4. Certified Regulatory Compliance Manager (CRCM)

Truist supports a diverse workforce and is an Equal Opportunity Employer who does not discriminate against individuals on the basis of race, gender, color, religion, national origin, age, sexual orientation, gender identity, disability, veteran status or other classification protected by law. Drug Free Workplace.

Thank you for your interest in Truist! BB&T and SunTrust have come together in a transformational merger of equals to create Truist, the premier financial organization in the country. You may notice references to our legacy company names, BB&T and SunTrust, in places throughout this site. All such references should be understood to refer to Truist moving forward while we continue to transition to the Truist name.

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Thank you for your interest in Truist! BB&T and SunTrust have come together in a transformational merger of equals to create Truist, the premier financial organization in the country. You may notice references to our legacy company names, BB&T and SunTrust, in places throughout this site. All such references should be understood to refer to Truist moving forward while we continue to transition to the Truist name.

© 2017 SunTrust Banks, Inc. All rights reserved.

SunTrust is federally registered service marks of SunTrust Banks, Inc.

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